Group Compliance and Risk Manager – GC1

Salary £40,000 - £55,000
Job Type Permanent
Location Warrington

Our client is looking for an Group Compliance and Risk Manager to join their team in Warrington.

We are currently seeking an experienced Compliance Manager who has worked in a regulated financial services environment such as an MGA, Insurer or Broker/Insurance Intermediary Firm. The Manager will be a key part of the group compliance function and will be a ‘certified individual’ under SM&CR. The individual will work to support into the Key stakeholder (SMF3&1) of the Group to ensure trading in an ethical and compliant manner.

Key Responsibilities:

  • Periodically conducts high level audits and reviews to ensure execution of compliance standards
  • Conduct Second line monitoring and audits of business units and delivery appropriate feedback
  • Leading in the development and execution of a Compliance Monitoring Framework/ Plan for all business functions
  • Oversee continuous embedding of ISO27001 Information Security Management Framework and adherence to the standard
  • Oversee and maintain PCIDSS payment card compliance requirements
  • Oversee the continuous development of Business Continuity and Disaster Recovery Plans, Business Impact Assessments and overall strategy
  • Maintain our contract library for key business contracts
  • Conduct horizon scanning exercises on an ongoing basis, and where needed communicate and potential changes out to the senior management team
  • Develop and implement a Compliance reporting  pack to inform part of Key stakeholder meetings
  • Involvement in the development of future products by way of product governance and ensure that they are customer focused and comply with regulatory obligations


Skills and Experience:

  • Significant compliance experience with the insurance industry
  • Vast experience and knowledge of FCA/PRA regulation including but not limited ICOBS, CONC, CASS, SYSC and IDD
  • Compliance leadership experience to effectively deliver projects, determine appropriate reporting and procedures as required
  • Proven experience in working within a regulated environment in a compliance role, preferable insurance or insurance intermediary


Should you have any questions or wish to apply please do not hesitate to contact Clear IT Recruitment Limited.

Please Note:  Due to the number of applications we receive we may be unable to respond to every application directly. If you have not heard from us within 3 working days, please assume your application has been unsuccessful.

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Job Title: Group Compliance and Risk Manager - GC1
Job Reference: GC1

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